Employee Applicant Privacy Notice
Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role:
The Central Compliance and Strategy Senior Manager plays a pivotal leadership role in developing, executing, and enhancing enterprise-wide compliance risk assessment, governance, and transformation initiatives. This role integrates critical CMS functions, including compliance risk assessment, regulatory change oversight, compliance policy and training management, issue management, and GRC systems implementation. The role acts as a cross-functional compliance utility leader, working closely with senior compliance leadership and business executives to drive a consistent, transparent, and risk-based compliance framework aligned with regulatory expectations and risk appetite.
What you'll do:
-
Assist as needed in executing the enterprise Compliance Risk Assessment (CRA) strategy, ensuring consistency across lines of business, regulatory coverage, and risk rating methodologies.
-
Design and continuously improve the integrated CMS governance framework, including policy, standards, training, and regulatory change management procedures.
-
Drive effective connectivity between the CRA, RCSA, Compliance Testing, and Issue Management programs to maintain a unified view of compliance risk.
-
Serve as a strategic advisor and liaison across the First and Second Lines of Defense to ensure product, service, and process risks are proactively assessed and governed.
-
Lead cross-functional governance forums, provide robust reporting to executive leadership, Board, and regulators, and deliver credible challenges in risk discussions.
-
Manage and mentor a high-performing team of compliance professionals, supporting ongoing talent development and operational excellence.
-
Oversee enterprise use of GRC technology to manage regulatory inventories, control mapping, and compliance risk reporting.
-
Ensure traceability from regulation to risk to control, including the development and maintenance of regulatory taxonomies and risk libraries.
-
Analyze and interpret new regulatory developments, their downstream impacts, and required enhancements to the compliance program.
-
Partner with Transformation and Strategic Change teams to lead compliance contributions to enterprise initiatives and regulatory remediation efforts.
What you'll need:
-
Bachelor’s Degree in Business, Finance, Risk Management, or related field.
-
Minimum of 8 years of progressive compliance and/or risk management experience in financial services.
-
Demonstrated leadership in Compliance Risk Assessments, Compliance Governance, and CMS integration.
-
Expert knowledge of key regulatory frameworks (e.g., OCC Heightened Standards, FDIC, CFPB, FRB), and a strong understanding of compliance oversight expectations under OCC 2017-43.
-
Experience with GRC platforms (e.g.,ServiceNow) and compliance risk taxonomies.
-
Exceptional analytical, written, and verbal communication skills, including experience preparing Board and regulator-facing materials.
-
Proven ability to synthesize complex information, influence outcomes, and drive decision-making at senior levels.
Compensation and Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.The Company hires the best qualified candidate for the job, without regard to protected characteristics.Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.New York applicants: Notice of Employee RightsSoFi is committed to embracing diversity. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email [email protected].Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Internal Employees
If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.
Top Skills
Similar Jobs at SoFi
What you need to know about the Montreal Tech Scene
Key Facts About Montreal Tech
- Number of Tech Workers: 255,000+ (2024, Tourisme Montréal)
- Major Tech Employers: SAP, Google, Microsoft, Cisco
- Key Industries: Artificial intelligence, machine learning, cybersecurity, cloud computing, web development
- Funding Landscape: $1.47 billion in venture capital funding in 2024 (BetaKit)
- Notable Investors: CIBC Innovation Banking, BDC Capital, Investissement Québec, Fonds de solidarité FTQ
- Research Centers and Universities: McGill University, Université de Montréal, Concordia University, Mila Quebec, ÉTS Montréal
